Conventional Memories

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Index

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Lithium Ion Batteries

Electrical Power for the 90s

Technology Background Paper

Source:TEG NF,KS,CH

Version 2.0

WARNING:

Toshiba considers the information in this paper correct to the best of its

knowledge at the time of printing. Toshiba assumes no liability for errors

omissions or discrepancies, nor for any damages incurred based upon use of

the information contained herein.

Introduction

Lithium-Ion batteries: portable power for the '90s

Today's small, lightweight computer components make it possible to create

a subnote-book system that equals the capabilities of an advanced desktop

system. A 486-based notebook computer, such as Toshiba's powerful Portégé

models, includes a full-colour liquid crystal display, local-bus graphics,

high-capacity hard disk drive, expansion adaptor, built-in pointing device

and a PCMCIA slot that may contain a fax and/or data modem, network

adapter or other options.

But one stumbling block to portable computing remains: most batteries

don't hold a charge long enough to let you work on a presentation as you

relax during a four-hour flight and still have sufficient charge remaining

to make show it when you arrive at your destination. With the advent of a

new, long-lasting battery technology called lithium-ion (Li-ion) , this

situation has now ended. Toshiba's Portégé Series are the first computers

to feature this technology. The more recently announced T200 Series of

Dynapad pen PCs also incorporate lithium-ion batteries.

This paper looks at the demands on mobile batteries, the options available

and describes the advantages of lithium-ion technology in detail. It also

considers the general structure of batteries, summarizes the deficiencies

of the older battery technologies and compares the running time of Li-ion

batteries with those for nickel-cadmium (NiCd) and nickel-hydride (NiMH)

batteries.

Finally, many companies and journalists have confused lithium-ions with

lithium metal and drawn the wrong conclusions about safety. This document

sets out the true situation and explains, in everyday ways, why lithium-

ion batteries are not dangerous. This is because the lithium-ion

batteries which Toshiba uses DO NOT CONTAIN ANY PURE LITHIUM METAL. This

has been internationally recognized. Details of this recognition and other

information about the benefits of lithium-ion technology are contained on

the following pages.

Part I Traditional battery technologies

1.1Battery technology

Everybody knows what a battery does, don't they? Well, yes and no. A

battery provides a store of energy, often for mobile use, but not many

people really understand how it does this. Basically a battery is a

chemical situation which can exist in two states. In it's natural, long-

term state all the chemicals are clearly tied up in a stable condition. As

such they have no excess electrons and therefore no electrical power. When

a charge is applied, additional energy is added and the chemical state of

the battery is moved away from the natural condition. The battery is fully

charged.

As this state gradually deteriorates back to the original position the

extra energy which was needed to change the "natural" state is given off

in the form of electricity (an electron flow). The process can be compared

to rolling a ball up a gentle slope. This requires energy, but the ball

naturally rolls back down again. It is not a natural state for the ball to

sit on a slope. In neither state is the ball dangerous. Nor is a battery

inherently dangerous.

1.2Battery types

All batteries use basically the same process. Their efficiency depends on

a range of characteristics:

-How much energy do you need to change the chemical states?

-How quickly can power be added to "charge" the battery?

-How much of the "unnatural" state can be maintained and for how long?

-At what rate does the state change back?

-How often can the battery change between the different states?

Lead-acid batteries were the first widely used batteries and are very well

known but heavy. The acid can be dangerous if not properly handled.

Various forms of zinc batteries have also been used. Nickel cadmium was,

at its time, a breakthrough technology because it allows more cycles than

previous metal combinations. Nickel hydride was a further improvement with

several improved characteristics. To exploit battery characteristics in

the best possible way companies have developed batteries of ever

increasing sophistication. Lithium-ion models are the latest in this row.

The search for better batteries continues. As technology offers more

chemical options and technological products demand more mobility, battery

technology has become a major industry. An ideal battery would:

-be easy to charge,

-be able to take a high power concentration,

-hold this power indefinitely,

-have no unpleasant environmental effects,

-and be very light.

Meeting all of these requirements is a major challenge. Several

technologies used in mobile computers fall at one or other of the hurdles.

The traditional nickel-based batteries have reasonable technical

characteristics (the first three points) but are heavy and environmentally

suspect. Lithium-ion technology not only has dynamically improved

technical characteristics but is very light and goes a long way to meeting

environmental concerns. Details of the three main contenders are contained

in part III, Battery comparisons.

1.3The "cell memory" problem

The first battery-powered computers used rechargeable nickel-cadmium

(NiCd) batteries. Users of computers powered with NiCd batteries, however,

found that their batteries seem to "remember" the last discharge level and

couldn't be recharged beyond that level.

This is because recharging a NiCd battery before it is fully discharged

causes electrode crystallization in the charged battery cells.

Crystallization prevents some of the cells from accumulating a full

recharge. Since the cells in a battery discharge sequentially, the amount

of charge remaining varies between the cells. The total amount of power

stored after the recharge is, therefore, less than a total charge.

Recharging the battery before it is fully discharged, results in an even

shorter battery life. Repeatedly recharging a partially charged battery

results in rapidly decreasing operating time. Users of rechargeable NiCd

batteries must therefore be diligent about fully discharging the battery

before recharging it. This requirement can conflict with real-world needs.

Ignoring this requirement reduces the useful life of the battery.

Until Toshiba introduced Li-ion batteries in the T3400 Series, NiMH

batteries were the longest running batteries. A NiMH battery powers a

fully loaded 486-based notebook for approximately three hours. But NiMH

batteries also exhibit this "memory" problem, although not as severely as

with NiCd batteries. NiMH batteries are also still quite heavy.

1.4Environmental concerns

When a battery no longer holds a charge, it must be replaced. Early

batteries using lead and mercury cause problems because they contain

metals which are environmentally dangerous. Users of NiCd batteries must

also comply with strict regulations governing the safe disposal of these

batteries because the presence of heavy metals such as cadmium in land

fills and their possible migration into the ground water supply present

major environmental concerns. Although NiMH batteries are currently free

of regulations there are also concerns about the disposal of the nickel

metal part.

With growing environmental concerns the race has been on to find a

chemical combination which would create a battery function but not include

any dangerous metals. Lithium-ion batteries come close to that ideal.

Battery research is still continuing, however, and there are reports of

other types of batteries which may have even more acceptable environmental

standards. At the moment none of these is in the production stage and

whatever is said about the small amounts of lithium in the compounds or

the other metals used, none is in the same class of pollutant as cadmium

or nickel.

In addition, many of the components used are natural and as such

environmentally friendly. The carbon based electrode and the organic based

solvent used for the electrolytic fluid are both natural substances which

should decompose harmlessly. The small amounts of copper and aluminium are

also non-toxic. The casing is made of materials which do not produce

polluting gases when incinerated.

1.5The weight of portable power

Another important aspect of battery technology is the weight. Basically

users have been offered a rather steep trade-off between weight and

battery life: the longer the desired battery life, the more a notebook PC

had to weigh. It is not unusual for a battery to make up 15 to 20 % of

the weight of a mobile PC. In some cases it has even been more. Even so,

a battery life of maximum three hours is still the most common. The weight

problem arises because both types of commonly used battery so far required

large amounts of nickel. In contrast lithium-ion batteries need very

little lithium, which is anyway a lighter element.

The benefits of this can be seen in the two products Toshiba has so far

launched with lithium-ion batteries. Both the Portégé subnotebook Series

and the T200 pen PC Series are PCs which have light weight as a primary

specification. Their whole concept is based around this. They are designed

to be carried constantly. With the new batteries, the weight for both

products was kept down to 1.8 kg (2.0 kg for colour). Despite this the

Portégé Series offers battery life up to 4.5 hours for the colour TFT

models and up to an impressive 6 hours for the monochrome version. The

T200 reaches 3.5 and 3 hours even including the extra power needs of the

interactive screen. The battery progress in the T200 Series is more

impressive when compared to the T100X, the predecessor model. With 386

SXLV processor and no colour, two nickel cadmium batteries were delivered

to reach an acceptable battery lifetime. Now one battery manages a better

time with a 486 processor and colour version.

Part II The lithium-ion solution

2.1Lithium versus lithium ion

Lithium-ion batteries solve many of the problems that battery

manufacturers have faced. Early attempts to produce batteries based on

lithium faced great problems because pure lithium metal can be very

dangerous, especially when it gets wet. As a raw element lithium is

highly reactive but, like other elements in its chemical group, in

combination with other materials, lithium becomes a very stable medium.

This is particularly so in the form lithium ion.

A daily example makes the difference between the two forms of lithium

clear. Sodium is an element from the same chemical group as lithium. On

its own, it is dangerous and, like lithium, especially so when in contact

with water. Although it is not quite as reactive as lithium, the

comparison does not fall on this point. If you were to eat sodium it would

burn your throat out, yet each of us eats sodium ions every day. Indeed we

need them to survive. Most of us normally ask for the salt rather than

sodium chloride, but it amounts to the same thing.

The lithium element in the batteries is a very small amount and is trapped

in combination with other metals in oxides and in the lithium fluoride

(which uses fluorine, the material used by dentists and in water supplies

to hinder tooth decay). This is the reason why the batteries have been

declared safe by several institutions (see below). There is no danger of

reactions with water or of the lithium oxides and ions becoming too hot

(see safety measures below). Reports that characterize lithium batteries

as dangerous are either referring to first generation lithium batteries

(with lithium metal) or are confused about the differences in the

technologies.

2.2Stability recognized

Like sodium ions (salt), lithium ions are chemically very stable. There

is no danger in using this combination and this has been internationally

recognized. The first rulings were on transportation of such batteries in

the United States. There are strict regulations there, particularly

concerning flights. The Department of Transport of the U.S. Government has

a Dangerous Materials Transport Section which specifically deals with such

issues. After analysis of the components of lithium-ion batteries they

announced that they "are not considered lithium batteries" and therefore

judged them "to be exempt from dangerous materials regulations for

transport within the United States".

Following on this, the International Air Transport Association (IATA) was

also asked to rule on the danger of lithium-ion batteries. They first

dealt with the issue at the 56th Dangerous Goods Board meeting of October

1990. After noting the US ruling and then making their own inquiries with

Sony, the original developers, IATA concluded at the following (57th)

meeting that "for transportation, the batteries will be considered 'Dry

Batteries' and therefore will not be subject to the IATA Dangerous goods

regulations." According to battery manufacturers, any restrictions

against the transportation of solid lithium batteries should not therefore

apply to the newer lithium-ion batteries.

2.3Lithium-ion structure

A lithium-oxide compound forms the positive electrode (anode) and a

carbon-based structure constitutes the negative electrode (cathode). An

organic liquid electrolyte containing lithium ions separates the

electrodes. This is lithium fluoride dissolved in propylene carbonate.

Movement of the lithium ions between the opposing electrodes stores and

discharges energy.

The light weight of the electrodes and liquid electrolyte combined with

the highly efficient ion-flow mechanism offer a considerable improvement

over the heavier nickel-based components and water/acid reactions of

earlier batteries. This results in more energy per kilogram than either

NiCd or NiMH batteries can provide.

2.4Impressive characteristics

All of the chemicals used in lithium-ion batteries are very light. This

allows them to satisfy one of the major demands on new battery

technologies. Lithium-ion batteries also demonstrate other benefits. As a

result, they typically weigh only half as much as their nickel

counterparts for the same power. With an average operating voltage of 3.6

V per cell, they also offer three times as much power per cell as nickel-

based cells. For power hungry uses this is excellent news. For mobile PCs,

this means that fewer cells need to be used to achieve the power level

needed.

Another major benefit of lithium-ion batteries is that there is no memory

problem. All nickel-based batteries show some sort of memory development

after repeated usage. Lithium-ion batteries show no such tendency. This is

highly useful for PC users who may not always be able to completely

exhaust their batteries before having to reload for the next mobile

working period. Because the batteries remain full active they also do not

have to be replaced so often. Finally, the self-discharge rate, another

important measure of the efficiency of a battery is also better for

Lithium ion. Nickel-based batteries lose around two and a half times as

much as lithium-ion models within a set time period.

2.5Environmentally friendly.

Li-ion batteries contain no heavy metals. Lead, cadmium and mercury are

absent. The small lithium-oxide compound electrode, carbon-based electrode

and electrolyte liquid can be disposed of without taking any special

precautions. They are not dangerous for humans. Also, because lithium-ion

batteries generally have a longer battery-life, disposal is less frequent

than required with other technologies.

2.6Lithium-ion battery safety measures

Should the charger and the control circuit built into a battery pack

break down it is possible for an overcharge condition to arise in a

battery. Lithium-ion batteries have three safety measures built in for

this case. Unlike nickel-cadmium and lead-acid batteries, lithium-ion

units only produce carbon-dioxide gas which is inert. It does not react

with either the electrodes or the electrolytic solution. If, due to gas

production in an individual cell, internal pressure rises, a cut-off valve

is forced into operation breaking the electrical circuit between the

positive and negative electrodes in the cell. this first level of

protection prevents an excess accumulation of energy. If for any reason

pressure continues to build, a second safety valve cuts in and the gas is

released outside of the cell and battery.

If the problem is not related to the individual cells but arises out of

other events, the whole battery has an additional safety feature based

upon a positive temperature coefficient thermister (PTC thermister).

Should a short circuit in the battery be caused via external contacts, the

PTC thermister registers the overheating and/or overcurrent. It then cuts

the contacts inside the battery to stop the short-circuiting.

Part III Battery comparisons

Lithium-ion batteries represent a major improvement over traditional

nickel-based version in many ways. In two ways specifically they are

tremendous improvements over all other technologies so far. They have a

much higher power to weight ratio than all other types of standard battery

so far. Simply put, this means that designers are faced with an enviable

alternative: the notebook PC keeps the same weight and battery life is

doubled to six hours or more, or the notebook looses a few hundred grammes

and battery life stays the same. Toshiba chose a lighter PC. That is why

the batteries are used in subnotebooks. The new battery technology plays a

major part in reaching the magical 2 kg weight. This allows Toshiba to but

more quality into the other components.

The following table indicates the overall balance of the different types

of battery based on the main technical characteristics as well as the

perceived acceptability (weight and environmental status).

Characteristic NiCd NiMH Li-ion

Weight ratio (Wh/kg) + + +++

Volume ratio (Wh/l) + ++ ++

Life time (cycles) + + ++

Memory effect -- - +

Discharge rate + + +

Self-discharge rate -- - ++

Fast recharges ++ ++ +

Weight -- - +

Environmental friendliness -- + +

The individual charts on the following pages demonstrate the advantages of

Li-ion batteries in the four specific areas: run-time, power density,

battery life and charge retention. Each chart compares lithium-ion, NiMH

and NiCd batteries, using NiCd performance as the baseline.

3.1 Increased running-time

The following table compares the estimated running time in hours for a

monochrome notebook using a fully charged battery.

<table simplified>

Battery life in hours: NiCd = 2h, NiMH = 4h, Li-Ion = 7h

3.2 Lighter batteries result of higher power density

The new batteries store more power in a lighter weight cell than nickel-

based batteries because the lithium-ion reaction is highly efficient. The

following chart compares power per kilogram of cell weight. NiCd equals

100%. <table simplified>

Battery power density (%): NiCd = 100%, NiMH = 138%, Li-Ion = 240%

Battery power density (%): NiCd = 100%, NiMH = 138%, Li-Ion = 240%

3.3 More recharges lengthen battery life

For those who use a portable computer constantly, the expense of buying

new batteries is a factor in overall satisfaction. The more recharges a

battery will accept relates directly to how long the battery will last.

The longer the battery lasts, the more money the user saves by not having

to buy a new battery. The following chart compares the number of

recharges the three types batteries will accept. <table simplified>

Battery recharge cycles: NiCd = 1000, NiMH = 1000, Li-Ion = 1200

3.4 Charge retained on shelf

Discharge during storage is a problem for those who use a portable

computer infrequently or store extra battery packs. The need to recharge a

battery that hasn't been used increases cost. The following chart shows

how Li-ion batteries offer a ninety percent improvement in charge

retention during storage. <table simplified>

Battery power retention: NiCd = 80, NiMH = 75, Li-Ion = 90

Sources for this paper:

Sony Corporation, Japan

Toshiba Corporation, Japan

A&T Battery Corp., Japan,

International Air Transport Association (IATA), Canada

Duracell Corporation

Varta, Germany

Nigel Fusedale, TEG